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Film Fanatic

November 2002

Directing the Focus of an Audience: Part One

Over the last couple of months we’ve established that the camera lens is the "eye" of the audience. And a cinematographer is able to manipulate an audience’s mood and perspective through this "eye" by way of color and geometry.

There are, however, other techniques for directing the human eye to a particular element in the frame. In addition to composing long shots, medium shots, and close-ups, focus is the subtlest way of communicating or concealing information within the context of a filmed frame. Look at the "shot" as a coarse adjustment, while focus is a finer adjustment within the "shot."

Focus simply defined

When reflected light hits a glass lens it slows down and bends. The distance of the object and the design of the lens dictate how much a ray of light will bend. This bending ultimately causes rays of reflected light to reach the film at different times. This time delay creates an image that is out of focus -- or not sharp. When you focus a lens, it aligns rays of light so that they arrive at the same time and therefore create a sharp image.

Focus, courtesy of man and machine

The human eye is an example of one type of lens. As I’m sitting, writing, and wondering about the time, my eye focuses from my computer monitor (one physical plane) to the clock standing six feet away (another physical plane). By telling my eye to target the clock, I’m also asking it to focus on a different plane (at a farther distance) and align the light rays, which are reflected off the clock on that plane.

Here’s another example. Take both of your hands and put them about six inches in front of your eyes. Both hands should be in focus. Now move one hand out another six inches so that one hand is six inches away and the other is a foot away from your face. Depending on which way you look, one hand will be clear (in focus) while the other is fuzzy (out of focus). The six inches that separate your hands constitute two different physical planes.

The human eye is a remarkable organ. Its ability to target and focus light is incredibly quick and practically seamless. Sometimes it happens so fast that the act of "seeing" seems almost involuntary. And despite advancements in technology, there is no camera that can focus as seamlessly as the human eye. The auto-focus mechanisms in expensive cameras come close, but an eye’s ability to differentiate between two different physical planes is much more advanced. Even large, expensive motion-picture cameras don’t rely on automatic focus. Film crews employ people called "focus pullers" to adjust focus within a composed frame.

Keeping the man half in the dark

Often, focus pullers do not focus on what the audience wants to see. They follow a director’s decision to misdirect the audience by keeping objects out of focus, while at the same time naturally directing the eye to what is in focus. Manipulating focus within a frame is a very powerful tool. We depend on our gift of sight to keep us safe and aware of what’s around us. However, being visually fuzzy as to what’s happening around you could be worse than having no sight.

Think about it. At least in the dark, you would never know what hit you. With fuzzy vision you’re aware of your fate, but handicapped and powerless. Which is scarier?

Take the film Jaws -- specifically, the scene right before Chief Brody (Roy Scheider) utters the famous line about needing a "bigger boat." We see how subtle adjustments in focus and a frame’s composition can foreshadow what’s coming up, and also lend a little bit of emotional imbalance to the audience.

Chief Brody is reluctantly throwing chum off the side of the Orca in hopes that it may attract the shark. Steven Spielberg frames this medium-tight shot so that Brody is in sharp focus on the right side of the frame (one physical plane), while the left side of the frame has the ocean slightly out of focus (another physical plane). As Chief Brody throws chum in the water his hand moves into the out-of-focus part of the frame. As an audience we accept the water and chum as secondary to Brody in the foreground. But our anxiety builds because we know there is a shark in the water and Brody isn’t paying attention. As a result, our eyes alternate between desperately trying to see what Spielberg has chosen to keep out of focus and paying attention to what Brody is stating. It’s only when the shark pops into frame that our fears are validated.

By leaving the water out of focus, Spielberg is communicating two different messages: Listen to what Brody has to say, but be cautious about what’s happening in the water.

But Spielberg’s tricks with focus are hardly new. Spielberg protégé Tobe Hooper (Poltergeist) uses focus in his vampire film, Salem's Lot, in a similar fashion. As vampire hunters Ben Mears and Mark Petrie try to kill the mysterious Mr. Barlow, Mark is unaware of the threat that moves behind him, just out of focus, in the root cellar. Like Brody and the shark, objects in the background are kept out of focus until Mark finally turns around.

Next month we’ll continue to "focus" our discussion on depth of field and deep focus.

...Anthony Di Marco
anthony@hometheatersound.com

 


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