HOME THEATER & SOUND -- Feature Article

Cinema Cynergy

January 2003

Extended Surround: Confusing the Consumer

During a recent conversation with the design engineers of a major speaker manufacturer, I got into a discussion involving the nomenclature of surround speakers -- specifically, the additional surround speaker(s) required for a 6.1 system. Although the generally accepted designation for the additional speaker is "back surround," many of us at Home Theater & Sound like to refer to it as the "center surround." Others have preferred to call it the "rear surround." To set the record straight, the extra surround channel should be referred to as the "back surround" and the regular surround channels that are found in both 5.1 and 6.1 systems should be referred to as simply the left and right surrounds. They are named this way because the left and right surrounds are generally placed to the sides of the listeners and the back surround is placed somewhere behind the listener. The answer to exactly where these speakers should be placed in a particular system is a topic for another column and then some, as it depends on many variables.

If the so-called experts can’t even agree on the name of the extra surround channel in a 6.1 system, then what chance does the average consumer have? And that is exactly my point. There are now so many variations of surround-sound formats, it’s no wonder that consumers are often confused. Although I have described many aspects of 6.1-channel surround reproduction in previous columns, I think it is important to go back and properly describe all of the relevant details of how various 6.1 systems work.

Before we move on and just to be absolutely clear on this, the names of the channels in a 6.1 (pronounced "six point one") system are: left and right (mains); center; left and right surrounds; back surround; and the subwoofer or LFE (low frequency effects) channel. Some systems utilize two back surround speakers, so these would presumably be called the left back surround and right back surround.

Extended Surround (EX versus ES)

6.1 surround formats, or "Extended Surround" formats as they are sometimes called, are an extension of the standard 5.1 discrete digital surround formats. Dolby calls their system Dolby Digital Surround EX, and DTS calls theirs DTS-ES. Both Dolby Digital Surround EX and DTS-ES are fully compatible with standard 5.1 audio systems, so a DVD that is labeled as having an EX- or ES-encoded soundtrack will play back normally on a 5.1 system. The back surround channel simply splits equally into the left and right surround channels.

The technique in which a back surround channel is added to a discrete 5.1-channel mix is quite ingenious. Dolby describes Surround EX in the following manner:

The system uses 5.1-channel Dolby Digital and delivers an additional surround channel by mixing the signal into the left surround and right surround channels using a process called matrix encoding. This additional channel, called the back surround channel, is then matrix decoded upon playback and sent to one or more speakers located in the center rear of the theater.

Dolby Pro Logic and other matrix-decoding schemes also derive a center channel and surround channels from out-of-phase information that can be present on two-channel, stereo recordings.

Matrix versus Discrete

Both DTS-ES and Dolby Digital Surround EX can matrix decode the back surround channel. DTS-ES can also digitally encode a fully discrete back surround channel. Thus, two types of DTS Extended Surround exist: DTS-ES Matrix, and DTS-ES Discrete 6.1. DTS-ES Discrete 6.1-encoded material is also fully compatible with all standard DTS 5.1 and DTS-ES Matrix systems. Here’s how: The left and right surrounds always include the matrixed back surround channel. If the decoder detects the optional discrete back surround channel, it can subtract it out of the mix.

The 6.1 misnomer

The term "5.1" refers to standard DTS and Dolby Digital soundtracks that have five discrete full-range channels along with a bandwidth-limited LFE channel. Therefore, it follows that a 6.1 format should have six discrete full-range channels along with an LFE channel. However, that is only the case with DTS-ES Discrete 6.1. DTS-ES Matrix and Dolby Digital Surround EX are not true 6.1 formats. In fact, Dolby states in their literature:

Dolby Digital Surround EX carries 5.1 discrete audio channels with a matrix-encoded back surround channel. It is therefore not a true 6.1-channel system, and the term "6.1" should not be used to describe it.

Having said that, it is commonplace for most people, including myself, to refer to any system that has a back surround channel as a 6.1 system, even though it is technically incorrect.

THX Surround EX

When Dolby Digital Surround EX was first introduced for home use a couple of years ago, THX exclusively licensed it and marketed it as THX Surround EX. THX requires additional processing of the surround channels, including: Re-Equalization; comprehensive bass management; time delays for the left and right back surrounds; and the sensing of mono surround signals, which are then re-routed to the left and right surrounds. Routing them just to the back surrounds would cause the sound to collapse to the back of the room. They also require the use of two back surround speakers, which is only a recommendation from most manufacturers. Although THX Surround EX is a comprehensive and high-quality method of playing back EX material, it is not an option most manufacturers include on budget-priced equipment due to the cost of the additional circuitry and licensing fees.

Now that Dolby Digital licenses Surround EX for home use with less stringent guidelines than THX, it is becoming available on more and more inexpensive receivers and processors. However, THX continues to license THX Surround EX as sort of an upscale or more "high-end" version of Surround EX processing.

Other 6.1 decoding processes

While Dolby Digital Surround EX, THX Surround EX, and DTS-ES are patented processes owned by their respective companies, additional manufacturers offer other 6.1 matrix surround-decoding processes. Some of these are available from companies such as Circle Surround or Crystal/Cirrus Logic who, in turn, license them to hardware manufacturers. Manufacturers such as Yamaha, Onkyo, and Sony, just to name a few, even have their own proprietary extended-surround decoding processes.

7.1-channel systems?

Although extended-surround formats only provide a single discrete or matrixed back surround channel, Dolby and others recommend the use of two back surround speakers to spread out the sound so that it doesn’t seem to collapse towards a single point behind the listener. THX actually requires this. In most cases, the mono back surround signal is simply split and sent to the two back surround speakers. Just as most systems labeled 6.1 are not true 6.1 systems, I am not currently aware of any 7.1 consumer systems.

Extended surround software

One common misconception is that consumers must use EX- and ES-designated software to enjoy the benefits of a back surround channel. Any DTS or Dolby Digital 5.1 soundtrack with out-of-phase information recorded in the left and right surround channels can be decoded to provide a back surround channel. Although some soundtracks are now specifically mixed to provide a back surround channel, many discrete 5.1 soundtracks that predate EX and ES processing will provide a matrixed back surround channel when played on a system that is equipped decode them.

Raising the flag

One of the problems with Dolby Digital and THX Surround EX receivers and processors is that although they can be set up to recognize Dolby Digital Surround EX-encoded DVDs automatically, many of the early discs did not contain the flag for this in the digital data stream. An updated version of the software for the Dolby Digital encoder was required to include the EX flag, and most production facilities did not get this new version of the software right away. Presumably most, if not all, major video-production facilities that produce Dolby Digital-encoded DVDs now have this new software so that Surround EX processors and receivers can automatically detect more recent Surround EX discs. DTS-ES software has all reportedly been marked with the correct flag for either Matrix or Discrete decoding since its inception.

The labeling nightmare

So how do you know when you purchase a DVD whether it is EX or ES encoded? Dolby requires the use of the standard Dolby Digital logo along with the phrase "Dolby Digital Surround EX" or "Surround EX" somewhere on the packaging to mark these discs. They also have created a new sound-mode icon with a hollow box indicating the matrix-decoded back surround channel, which can be distinguished from discrete channels that are indicated as filled boxes. Right now its use is optional. DTS, on the other hand, has a new logo for DTS-ES-encoded material, but the labeling does not always clearly distinguish between DTS-ES Matrix and DTS-ES Discrete 6.1. There are only a handful of DTS-ES DVDs available, and most of them are of the discrete variety anyway.

Taking a look at the back covers of a few recent DVDs that are EX and/or ES encoded is a confusing exercise. Some releases such as Star Wars: Episode 1 -- The Phantom Menace include the Dolby Digital logo and the wording "Dolby 5.1 Surround EX" as prescribed by Dolby, but they are printed separately at the top and bottom of the cover. Recent releases such as Blade II and The Lord of the Rings: The Fellowship of the Ring (Platinum Series Extended Edition) have incredibly tiny Dolby Digital and DTS-ES logos that are almost illegible, but correctly identify the Dolby Digital Surround EX 5.1 and DTS-ES Discrete 6.1 soundtracks in the text. Gladiator correctly uses the sound-mode icon with a filled box for the discrete back surround channel for the DTS-ES Discrete 6.1 soundtrack, which is also described in the text. However, it uses a surround-mode icon with a hollow box for the matrixed back surround channel for the Dolby Digital soundtrack, but does not credit it as being a Dolby Digital Surround EX soundtrack. Also, it incorrectly states that "Dolby Digital and DTS soundtracks contain up to 6.1 channels of discrete audio" which is only true for DTS soundtracks. The DTS version of The Haunting, which was the first DTS-ES Discrete 6.1 DVD, credits the soundtrack correctly in the text, but then uses the 5.1 surround-mode icon, labeled as "6.1." It also incorrectly states, "Dolby Digital soundtracks contain up to 6.1 channels of discrete audio."

The two DTS-ES Matrix DVD titles that I have on hand are also cryptically labeled. Terminator 2: Judgment Day -- Ultimate Edition correctly identifies the Dolby Digital Surround EX and DTS-ES Matrix (described as "DTS 5.1 ES") soundtracks in the text, but only the Dolby Digital logo is present at the bottom of the back cover. Jurassic Park III uses the surround-mode icon with the hollow box for the matrixed back surround along with the standard Dolby Digital and DTS logos, but does not credit either of the soundtracks as being EX or ES encoded.

The more things change, the more they stay the same

So that’s the story behind extended-surround formats, or at least most of it. Which reminds me of another conversation that I had a few years ago with a well-respected speaker designer from another very large speaker-manufacturing company. He lamented the lack of standards in DVD authoring, and how certain DVDs defaulted to the two-channel Dolby Surround soundtrack instead of the 5.1 Dolby Digital soundtrack. This meant that some home-theater users might unknowingly miss out on the full discrete digital experience. If only things were that simple today.

...Roger Kanno
roger@hometheatersound.com

 


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